Litigation Daily digs into the latest global securities class action report from Broadridge with Steve Cirami, who heads the ...

Arrow Financial Corp. investors got final approval from a federal court for an $850,000 settlement in a suit alleging securities law violations over the bank holding company’s financial reporting ...

A total of six law firms served as lead class counsel in cases that were resolved with "mega-settlements" of $100 million or ...

Guidance on issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ authority, investigation-stage settlement considerations, types of ...

The cryptocurrency market is on edge as the US Securities and Exchange Commission (SEC) prepares for a crucial closed-door ...

The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's ...

According to SEBI rules, any unconfirmed pledge securities under MTF must be squared off by the next trading day (T+1).

SEBI’s settlement mechanism aims to give applicants a chance to settle potential enforcement actions, in conjunction with the ...

ICICI Securities resolved allegations of violating stock broker regulations by settling with SEBI for Rs 80.4 lakh. The infractions involved issues with margin trading facilities and improper handling ...

ICICI Securities has settled a case with Sebi involving alleged violations of stock broker rules and other market norms by ...

ICICI Securities has paid Rs 80.4 lakh to settle a case with Sebi for alleged violation of stock broker rules and market ...

This edition of the Databox Year-End Report reviews 2024 results for securities class action filings and settlements and provides insights into 2025. Please see full publication below for more ...