Finance professionals have different areas of expertise. Find out what you should know before you consult a financial advisor ...

The firm that offers the products compensates the advisor for recommending its financial solutions. The client will not receive a regular bill, but will pay for the representative's expertise ...

In a rare move for a wealth management operation, UBS amended its compensation plan for next year, trimming payouts for lower-producing financial advisors. The move risks advisor departures in the ...

The advisors’ complaint says Merrill wrongly withheld their deferred compensation in violation of a federal retirement law.

And the best part is, you don’t have to pay for fees or services you don’t need. You’ll see a full breakdown of fees and commissions for working with a financial advisor based on the ...

And that's why it might be a good idea to enlist some professional help. What does a financial advisor do? A financial advisor is a paid professional who provides insight and guidance to clients ...

If you’re eyeing a year-end Roth IRA conversion, you’ll need to plan for the upfront tax bill. Here are some strategies to ...

The Charles Schwab Corp. is currently considering raising fees financial advisors and registered investment advisors firms pay in order to participate in its client referral program, Schwab ...