Finance professionals have different areas of expertise. Find out what you should know before you consult a financial advisor ...

The firm that offers the products compensates the advisor for recommending its financial solutions. The client will not receive a regular bill, but will pay for the representative's expertise ...

The advisors’ complaint says Merrill wrongly withheld their deferred compensation in violation of a federal retirement law.

And the best part is, you don’t have to pay for fees or services you don’t need. You’ll see a full breakdown of fees and commissions for working with a financial advisor based on the ...

If you’re eyeing a year-end Roth IRA conversion, you’ll need to plan for the upfront tax bill. Here are some strategies to ...

These ACH payments, the order states, "were typically to pay the FA’s credit card bill ... and compliance policy failures let its financial advisors make hundreds of unauthorized transfers ...