Press Releases - SEC.gov
5 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
SEC Announces Enforcement Results for Fiscal Year 2024
4 days ago · The SEC also received 45,130 tips, complaints, and referrals in fiscal year 2024, the most ever received in one year, including more than 24,000 whistleblower tips, more than 14,000 of which were submitted by two individuals. The SEC issued whistleblower awards totaling $255 million. Crediting Market Participants Who Practice Proactive Compliance
SEC Charges Three Senior Executives in Two Actions Alleging …
6 days ago · The SEC’s ongoing investigation regarding Adani Green is being conducted by Nicholas Karasimas, Stewart Gilson, Christopher M. Colorado, and Alison Conn of the New York Regional Office. It is being supervised by Tejal D. Shah. The litigation will be led by Mr. Colorado, Mr. Karasimas, and Mr. Gilson, under the supervision of Daniel Loss. ...
SEC Chair Gary Gensler will step down Jan. 20, making way ... - NBC News
5 days ago · Securities and Exchange Commission Chair Gary Gensler will resign on Jan. 20, the agency announced Thursday, paving the way for President-elect Donald Trump to select a replacement immediately.
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a...
Elon Musk ordered to testify again in US SEC probe of Twitter …
SAN FRANCISCO, May 14 (Reuters) - A federal court ordered on Tuesday that Elon Musk must testify again in the U.S. Securities and Exchange Commission's investigation into his $44 billion takeover...
The SEC's new cybersecurity disclosure rules decoded: what they …
May 31, 2024 · As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of cybersecurity incidents and increase visibility into...
SEC Charges Ken Leech, Former Co-Chief Investment Officer of …
1 day ago · The SEC’s complaint, filed in the United States District Court for the Southern District of New York, charges Leech with violating antifraud and other provisions of the federal securities laws, and seeks permanent and conduct-based injunctions, an officer-and-director bar, disgorgement, prejudgment interest, civil penalties, and other relief. ...
College football Week 13 overreactions: The SEC has been …
2 days ago · This is a year when the SEC's soft scheduling philosophy really hurts. Georgia's Week 1 win over Clemson is the highlight of the nonconference results. Otherwise, Oklahoma's win over Tulane may be ...
Football - Southeastern Conference
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